Join hosts, Michael Loesch and Brendan Quigley for the Enforcement Insider, the podcast providing quick hits on the latest latest trends and developments in compliance and enforcement with a focus on the energy and technology industries. Your hosts truly are insiders. Brendan led numerous complex investigations during his seven years as an Assistant United States Attorney in the Southern District of New York and Michael spent more than 14 years of his career in federal regulatory and legislative service, holding senior leadership positions at both the CFTC and the SEC. Their experience brings valuable insights and provides real-world tips for mitigating risks and addressing key compliance and investigation challenges.
The episodes in this series can be accessed via the player and links included below.
Previous Webinars
| Month |
Format |
Topic |
| May 2023 |
Webinar |
CFTC Enforcement Roundup |
| March 2023 |
Webinar |
Focus on Peizer Insider Trading Indictment, CFTC Updates re Greenwashing and Power Markets, and Recent Fifth Circuit FCPA Decision |
| February 2023 |
Webinar |
Ongoing Regulatory Enforcement Risk in Texas after Winter Storm Uri |
| December 2022 |
Webinar |
Recent ESG Enforcement Activity, Takeaways from SEC Enforcement Director’s Recent Speech, and Recent Crypto-Related Actions |
| November 2022 |
Webinar |
CFTC Annual Enforcement Results, Cross-Border Cooperation, and Improper Trade Allocation, Plus SEC/DOJ Updates |
| October 2022 |
Webinar |
SEC/CFTC Enforcement Fiscal Year-End Roundup and Takeaways |
| September 2022 |
Webinar |
Inflation Reduction Act - Key Energy Market Highlights |
| August 2022 |
Webinar |
Expected Fall Actions |
| July 2022 |
Webinar |
SEC ESG Enforcement Developments and Trends, Plus CFTC and DOJ Updates |
| June 2022 |
Webinar |
Recent FCPA/Manipulation Actions, SEC Climate and ESG Task Force Updates, and CFTC Carbon Market and Intermediation Activity |
| May 2022 |
Webinar |
Recent SEC, DOJ, CFTC and FCPA Enforcement Actions |
| March 2022 |
Webinar |
Updates on Crypto Enforcement, SEC Penalties, Exchange Disciplinary Actions, and Risk Mitigation Around Price Volatility |
| February 2022 |
Webinar |
Recent SEC and CFTC Enforcement Actions |
| January 2022 |
Webinar |
Update on National Strategy on Corruption & Recent CFTC Enforcement Actions |
| December 2021 |
Webinar |
Lessons and Signals from the SEC and FERC Annual Enforcement Reports |
| November 2021 |
Webinar |
DOJ/SEC Policy Announcements and Cybersecurity Considerations for Energy Companies |
| October 2021 |
Webinar |
Fiscal Year-End Enforcement Wrap-Up |
| September 2021 |
Webinar |
SEC Insider Trading Action, CFTC Position Limits, and Environmental Enforcement |
| August 2021 |
Webinar |
SEC Action on Cyber Disclosures, DOJ Updates, and CFTC Swap Reporting Enforcement |
| July 2021 |
Webinar |
Winter Storm Fallout & CFTC Climate Risk Targeting |
| June 2021 |
Webinar |
Recent CFTC/DOJ Benchmark Manipulation Cases & Trends in Parallel Investigations |
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