Thought Leadership

Energy Enforcement Insider: SEC ESG Enforcement Developments and Trends, Plus CFTC and DOJ Updates


On July 21, 2022, we hosted the 13th webinar of our Energy Enforcement Insider Series, which will discussed the following topics:

  • Overview of recent SEC ESG related enforcement actions (Vale; BNYM) and what’s to come
  • CFTC Starberry Limited enforcement action
  • Overview of recent comments by SEC Director of Enforcement/continued focus on gatekeepers/implications for responding to government requests
  • DOJ Sanctions/Export Control Enforcement Update

Our panel included Michael Loesch, former Chief of Staff and Chief Operating Officer at the CFTC, and Brendan Quigley, former federal prosecutor in the Southern District of New York.

SEC ESG Enforcement Update Background

SEC ESG Enforcement Update What's Next

Comments by SEC Director of Enforcement

Powerline Petroleum CFTC Enforcement Action

Energy Enforcement Insider - July 2022 (Full Video)

Energy Enforcement Insider is a monthly 30-minute program that addresses the latest trends and developments in investigations and enforcement matters impacting energy market participants and provides real-world tips for mitigating risks and addressing key compliance and investigation challenges.

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