Thought Leadership

Energy Enforcement Insider: Fiscal Year-End Trends and CFTC Enforcement Advisory on Penalties, Monitors, and Admissions


During this episode, hosts Michael Loesch and Brendan Quigley invite Baker Botts Partner Bridget Moore to discuss fiscal year-end enforcement trends for the SEC, CFTC, and DOJ. They also cover a recent CFTC enforcement advisory on penalties, monitors, and admissions announced by CFTC Director of Enforcement, Ian McGinley, as well as implications for corporate compliance programs.

Click here to read the full text of the CFTC enforcement advisory.

Energy Enforcement Insider podcast provides quick hits on the latest trends and developments in investigations and enforcement matters impacting the energy markets and energy market participants. Click here to listen to prior episodes.

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