Criminal Defense & Government Investigations

• Fortune 500 medical supply company: DOJ criminal investigation relating to sales of restricted pharmaceutical products resulting in declination for the parent company
• Fortune 50 energy company: achieved no criminal action following DOJ and EPA criminal investigation focused on waste handling at innovative renewable energy facility
• Fortune 500 engineering company: SEC investigation focused on international procurement, sales and government pricing conduct of joint venture resulting in no action
• Physician: obtained declination in federal criminal investigation relating to medical necessity of cardiac procedures
• Executive: resolved federal government contracting criminal investigation with dropping of bribery charges and securing early termination of probation
• Former government employee: resolved DOJ false statement prosecution relating to matters involving granting of security clearance with no lasting sanctions
• Former government employee: successfully navigated U.S. Congressional investigation and Inspector General investigation focused on handling of classified and sensitive but unclassified (SBU) information
• Accounting Partner: secured DOJ declination and resolved investigation by the Public Company Accounting Oversight Board (PCAOB)
• Fortune 500 executive: secured no criminal action in DOJ investigation of suspected FCPA violations in the Middle East
• Mining company: obtained declination in federal criminal investigation relating to compliance with environmental regulations
• Private energy company: obtained FCPA declination following internal investigation focused on energy projects in West and Central Africa

Corporate Investigations & FCPA Compliance

• Audit Committee (NYSE-registered energy company): investigation into decision-making and adherence to corporate controls on long-term purchase/ sale agreements; additional reporting under instruction to the Board, external auditors, and other stakeholders
• Audit Committee (NASDAQ-registered technology company): investigation of accounting treatment of supplier claims, with additional reporting under instruction to the Board and external auditors
• Fortune 500 energy company: led investigations focused on compliance with federal and state safety regulations, and national accounting rules
• Global portfolio: Conducted internal investigations, pre- and post- acquisition diligence, and risk assessments across Asia, Africa, South America, the Middle East, and Europe regarding bribery, money transmitting, sanctions, and FCPA compliance
• International telecommunications company: led multi-country internal investigations; remediated control gaps and mitigated regulatory exposure
• Fortune 250 company: investigation focused on compliance with federal and state environmental regulations, judicial reporting obligations, and compliance with internal accounting protocols
• Aerospace company: investigation into participation in U.S. and foreign military sales involving controlled products

Complex Business Litigation

• Asian telecommunications company: International Center for Dispute Resolution (ICDR) arbitration between Asian and North American companies involving alleged defective products/services with an amount in dispute of US$ 3.5 billion
• Investment fund: ICC arbitration between Bermuda and Malaysia companies involving alleged violations of Korean law with an amount in dispute of US$ 700 million