Examination Readiness - Meeting New NFA and SEC Exam Expectations
Speeches & Presentations
On Wednesday, May 12, Baker Botts Partners Drew Chapman and Michael Loesch participated in Regulatory Compliance Association's (RCA) RegTeligence™ 2021 Virtual Symposium. Their panel topics included:
- Regulatory and Enforcement Initiatives in 2021 – Preparing For A Transitional Time
Senior Fellow/Moderator: Drew Chapman - Examination Readiness during the Biden Administration – Meeting new NFA and SEC Exam Expectations
Faculty/Panelist: Michael Loesch
For additional information, click the title link below.
