Thought Leadership

Examination Readiness - Meeting New NFA and SEC Exam Expectations

Speeches & Presentations

On Wednesday, May 12, Baker Botts Partners Drew Chapman and Michael Loesch participated in Regulatory Compliance Association's (RCA) RegTeligence™ 2021 Virtual Symposium. Their panel topics included:

  • Regulatory and Enforcement Initiatives in 2021 – Preparing For A Transitional Time
    Senior Fellow/Moderator: Drew Chapman
  • Examination Readiness during the Biden Administration – Meeting new NFA and SEC Exam Expectations
    Faculty/Panelist: Michael Loesch

For additional information, click the title link below.

RegTeligence™ 2021 Virtual Symposium


Related Professionals