Thought Leadership

Energy Enforcement Insider: SEC Action on Cyber Disclosures, DOJ Updates, and CFTC Swap Reporting Enforcement

Webinar

Baker Botts hosted the third webinar of our Energy Enforcement Insider series on August 18, which discussed the following topics:

  • Recent DOJ Deferred Prosecution Agreement in Ohio Political Bribery Case
  • SEC Action on Cyber Disclosures & Warning on Cryptocurrency Markets
  • Spoofing Update - Recent Spoofing Convictions Obtained by DOJ 
  • Emerging Trend - CFTC Swap Reporting Enforcement
  • Practical Corner: Compliance Training: Is your training up to date?

Our panel included Michael Loesch, former Chief of Staff and Chief Operating Officer at the CFTC and Brendan Quigley, former federal prosecutor in the Southern District of New York.

To view the webinar recording, please click here.

Energy Enforcement Insider is a monthly 30-minute program that addresses the latest trends and developments in investigations and enforcement matters impacting energy market participants and provides real-world tips for mitigating risks and addressing key compliance and investigation challenges.

 

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