Thought Leadership

Defending the Gatekeeper: When In-House Counsel and Compliance Professionals are Investigated

Speeches & Presentations

Panelist, PLI's Storming the Gatekeepers: When Compliance Officers & In-House Lawyers are at Risk 2017, New York, NY

Discussion topics from the panel included:

  • How to defend an in-house lawyer or compliance person in a DOJ or SEC investigation.
  • Can an in-house or outside lawyer divulge privileged communications in defending themselves?
  • What are the implications on the privilege of such a defense on the investigation and ensuing litigation?
  • When will the government charge an individual versus the employer for compliance failures?
  • Recent government investigations of in-house counsel and compliance professionals and defense strategies.

A recording of the panel can be accessed from the title link above.

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