White Collar Defense and Corporate Investigations

Internal Investigations, Upjohn Warnings, and Thoughts on Best Practices

Energy Enforcement Insider

Carbon Market Whistleblowers, DOJ Prosecutions, False Claims Act Compliance, and the CFTC Regulatory Calendar

Compliance and Enforcement Takeaways from Two Supreme Court False Claims Act Decisions

Energy Enforcement Insider: CFTC Enforcement Roundup

Supreme Court Reverses Public Corruption Convictions

Appellate Litigation Update

Iowa Becomes Sixth State to Enact a Comprehensive Privacy Law

Privacy and Cybersecurity Update

Fifth Circuit Decides Government Appeal in FCPA and Money Laundering Case

Litigation Update

Energy Enforcement Insider: Focus on Peizer Insider Trading Indictment, CFTC Updates re Greenwashing and Power Markets, and Recent Fifth Circuit FCPA Decision

DOJ Announces Further Reforms to Corporate Criminal Enforcement

Litigation Update

Alec Baldwin's Rust Prosecutors Should Do Their Talking In Court

The Hollywood Reporter

DOJ Implements New Corporate Enforcement Policy Across All U.S. Attorney's Offices Nationwide

Litigation Update

SEC Releases 2023 Examination Priorities

Litigation Update

The SEC Alerts Advisers and Brokers to Key Identity Theft Prevention and Regulation Best Interest Compliance Issues

Litigation Update

Energy Enforcement Insider: Ongoing Regulatory Enforcement Risk in Texas after Winter Storm Uri

SEC Charges Former McDonald's CEO with Securities Act and Exchange Act Violations and McDonald's for Public Disclosure Violations

Corporate Update

Energy Enforcement Insider: Recent ESG Enforcement Activity, Takeaways from SEC Enforcement Director’s Recent Speech, and Recent Crypto-Related Actions

SEC Enforcement Director Gurbir Grewal Reflects on Commission's Priorities in Keynote Address During Securities Enforcement Forum in Washington, D.C.

White Collar Update

Energy Enforcement Insider: CFTC Annual Enforcement Results, Cross-Border Cooperation, and Improper Trade Allocation, Plus SEC/DOJ Updates

Energy Enforcement Insider: SEC/CFTC Enforcement Fiscal Year-End Roundup and Takeaways

Baker Botts Beltway Buzz: Episode 1

SEC Reopens Comment Periods for Several Proposed Rules, Including Climate-Related Disclosures for Investors

White Collar Update

Energy Enforcement Insider: Inflation Reduction Act - Key Energy Market Highlights

DOJ Announces Reforms to Corporate Criminal Enforcement

White Collar Update

Energy Enforcement Insider: Expected Fall Actions

Energy Enforcement Insider: SEC ESG Enforcement Developments and Trends, Plus CFTC and DOJ Updates

Energy Enforcement Insider: Recent FCPA/Manipulation Actions, SEC Climate and ESG Task Force Updates, and CFTC Carbon Market and Intermediation Activity

Energy Enforcement Insider: Recent SEC, DOJ, CFTC and FCPA Enforcement Actions

Strategies for Responding to Congressional Investigations & Subpoenas

Investigations Toolkit Update

Deputy Attorney General Highlights DOJ Enforcement Priorities During NYC Bar Association's 10th Annual White Collar Crime Institute

White Collar Update

SEC Examinations Division Issues 2022 Exam Priorities

White Collar Update

Energy Enforcement Insider: Updates on Crypto Enforcement, SEC Penalties, Exchange Disciplinary Actions, and Risk Mitigation Around Price Volatility

New SEC Office of the Chief Accountant Statement Provides Clarity Around Materiality Assessments in Context of Errors in Financial Statements

SEC Proposes Historic, Sweeping Disclosures of Climate-Related Risks, Financial Impacts, and Emissions

DOJ Announces New Russia-Focused AML and Sanctions Enforcement Initiative

International Trade Update

Energy Enforcement Insider: Recent SEC and CFTC Enforcement Actions

Energy Enforcement Insider: Update on National Strategy on Corruption & Recent CFTC Enforcement Actions

SEC Proposes Changes to Insider Trading Rule

Securities Update

White House Releases "Strategy on Countering Corruption" Framework

White Collar Update

Energy Enforcement Insider: Lessons and Signals from the SEC and FERC Annual Enforcement Reports

Energy Enforcement Insider: DOJ/SEC Policy Announcements and Cybersecurity Considerations for Energy Companies

DOJ Announces Tougher White-Collar Enforcement, Focuses on Individuals in Comprehensive New Policy

White Collar Update

Energy Enforcement Insider: Fiscal Year-End Enforcement Wrap-Up

Reconsidering Joint and Several Restitution

National Association of Criminal Defense Lawyers' The Champion

Best Practices for Preparing for, and Responding to, Whistleblower Complaints

West/Thomson Reuters CLE Programming

Energy Enforcement Insider: SEC Insider Trading Action, CFTC Position Limits, and Environmental Enforcement

Energy Enforcement Insider: SEC Action on Cyber Disclosures, DOJ Updates, and CFTC Swap Reporting Enforcement

Energy Enforcement Insider: Winter Storm Fallout & CFTC Climate Risk Targeting

Ransomware: Mitigation, Communication and Enforcement

Session One

Energy Enforcement Insider: Recent CFTC/DOJ Benchmark Manipulation Cases & Trends in Parallel Investigations

SAP Admits to Thousands of Illegal Exports to Iran under NPA: Lessons Learned

International Trade Update

Raising the Board's Compliance IQ: Meeting Increased Compliance Expectations

FTI Consulting, Fraud Eat's Strategy Podcast

Lessons for Dealing with Government Investigations from the United Airlines Settlement

White Collar Update

IRS Releases Final Regulations for TCJAs Changes to Settlement Deductions

Client Update

New Federal Law Significantly Expands the SEC’s Authority to Pursue Disgorgement

White Collar Update

DOJ Continued Focus on Procurement Crimes and Government Contractors Yields More than 30 Million in Criminal and Civil Penalties for Price Fixing, Bid Rigging and Kickbacks

New Federal Laws Expand Bank Secrecy Act and Anti-Money Laundering Enforcement Regime

White Collar Update

DOJ Tax Announces Guilty Pleas in Abusive Syndicated Conservation Easement Cases

Tax Update

Qui Tam Shazam? Big Questions Loom Concerning the Government’s Ability to Dismiss False Claims Act Suits by Private Plaintiffs

White Collar Update

Considerations for a Biden Administration - White Collar & Corporate Investigations

Considerations for a Biden Administration

U.S. Enforcement Actions Against Overseas Businesses in 2020

Association of Corporate Counsel - Middle East

Baker Botts and FTI Proactive Steps for Compliance Webinar Series: Remote Investigations

Baker Botts and FTI Proactive Steps for Compliance Webinar Series: Creative Approaches to Compliance in the Face of Economic and Travel Related Barriers Caused by COVID

DOJ Continues to Zero in on Public Procurement Crimes

Antitrust Update

Baker Botts and FTI Proactive Steps for Compliance Webinar Series: Enforcement in the Age of COVID-19 – Lessons Learned from the 2008 Financial Crisis Related Enforcement Actions

Law & Candor Podcast: Achieving Information Governance through a Transformative Cloud Migration

CFTC Enforcement Division Issues Guidance on Compliance

White Collar Update

In House Warrior: Board Advice on DEI with Nadira Clarke of Baker Botts and Hosts Derede McAlpin and Richard Levick

Bilateral Data Sharing Agreement Between U.S. and UK Enters into Force; What Does it Mean for TMT Companies?

Client Update

Criminalizing Major Accidents with Lily Chinn and Nadira Clarke of Baker Botts with Host Richard Levick

Federal Expedited Review in Response to COVID-19

Litigation Update

The Environment Is Ripe for FCA Activity: Understanding the False Claims Act in Light of Recent Case Law, DOJ Policies, and Recent Remarks by High-Level DOJ Official

Litigation Update

Supreme Court Cautiously Upholds SEC’s Ability to Obtain Disgorgement in Federal District Court Proceedings

Securities Update

SBA's New EZ Loan Forgiveness Application Makes PPP Loan Forgiveness Easier for Some Borrowers; More Businesses Become Eligible for the PPP; and Owner-Borrowers get Clarification on a Path to Full Forgiveness

Corporate Update

The Environment Is Ripe for FCA Activity: Understanding the False Claims Act in Light of Recent Case Law and DOJ Policies

White Collar Update

Tech, Media Cos. Must Watch DOJ's China Initiative

Paycheck Protection Program Reforms Give Borrowers More Time to Use Funds and Make it Easier to Have Loans Forgiven

Corporate Update

Considerations for TMT Industry Compliance with the Foreign Corrupt Practices Act

SBA and Treasury Release Regulations Regarding PPP Loan Forgiveness, Review Procedures, and Borrower and Lender Responsibilities

Corporate Update

Key Enforcement Takeaways From Unusual Virtual Regulator Townhalls

SBA and Treasury Release PPP Loan Forgiveness Application; Answering Some Questions While Others Remain

Corporate Update

SBA Again Revises PPP "Necessity" Certification; Introduces $2 Million Safe Harbor and Extends Deadline to May 18th

Corporate Update

IRS Issues Long-Awaited Guidance on Deducting Government Settlement Payments after 2017 TCJA

Tax-White Collar Update

Parallel Civil and Criminal Investigations: A Primer

Baker Botts Investigations Toolkit Update

Four Securities Enforcement and White Collar Issues to Watch in a Post-Pandemic Environment

DOJ Procurement Collusion Strike Force Secures Two More Guilty Pleas

A Court Corrects a Medical Injustice

Wall Street Journal

Enforcement and Regulatory Trends for 2020

Baker Botts White Collar Update

Stent Cases and the Criminalization of Medical Judgment

American Heart Association's Circulation

Expanding Insider Trading? House of Representatives Passes the "Insider Trading Prohibition Act" With Bi-partisan Approval

White Collar Update

Considerations for Conducting Employee Interviews: A Primer for Investigations

Baker Botts Investigations Toolkit Update

Disgorgement on the Chopping Block Again: Supreme Court to Decide Whether the Federal Securities Laws Authorize the SEC to Seek Court Ordered Disgorgement

Baker Botts Securities Update

Considerations for Joint Defense Agreement

US DOJ Announces “Landmark” Agreement with UK, Allowing Direct Access to Overseas Tech Company Data and Negotiations with Australia for Similar Agreement

Baker Botts White Collar Update

DOJ Unveils New Guidance Regarding the Imposition of Corporate Fines and Penalties

White Collar Update

Second Circuit Reinstates Conviction of RMBS Trader

Baker Botts White Collar Update

Book Review: Cardiac Arrest: Five Heart-Stopping Years as a CEO

The Champion, National Association of Criminal Defense Lawyers

Second Circuit Affirms Wire Fraud Conviction in Foreign Exchange Trading Case

Baker Botts White Collar Update

Employee Issues Arising in Investigations

Baker Botts Investigations Toolkit Update

IRS Warns Taxpayers Regarding Virtual Currency Compliance

Tax Update

Parallel Criminal and Civil Investigations: Good Faith of United States Attorney’s Office Called into Question in Recent Case

Baker Botts Client Update

Threats to Privilege

Baker Botts Investigations Toolkit Update

Protecting the Privilege

Baker Botts Investigations Toolkit Update

U.S. Supreme Court Holds that “Disseminating” But Not “Making” False Statements Can Still Constitute Securities Fraud

Evidence Preservation - A Primer for Investigations

Baker Botts Investigations Toolkit Update

Elements of an Effective Compliance Program

Baker Botts Investigations Toolkit Update

When a Whistleblower Calls

Baker Botts Investigations Toolkit Update

Laying the Groundwork for an Effective Investigation: Initial Considerations

Baker Botts Investigations Toolkit Update

When Opinion Becomes Crime: Doctors and Medical Fraud

The Accad & Koka Report - Ep. 59