Thought Leadership
Energy Enforcement Insider
PodcastCarbon Market Whistleblowers, DOJ Prosecutions, False Claims Act Compliance, and the CFTC Regulatory Calendar
Podcast
Compliance and Enforcement Takeaways from Two Supreme Court False Claims Act Decisions
Client UpdatesEnergy Enforcement Insider: CFTC Enforcement Roundup
WebinarSupreme Court Reverses Public Corruption Convictions
Client UpdatesAppellate Litigation Update
Iowa Becomes Sixth State to Enact a Comprehensive Privacy Law
Client UpdatesPrivacy and Cybersecurity Update
Fifth Circuit Decides Government Appeal in FCPA and Money Laundering Case
Client UpdatesLitigation Update
Energy Enforcement Insider: Focus on Peizer Insider Trading Indictment, CFTC Updates re Greenwashing and Power Markets, and Recent Fifth Circuit FCPA Decision
WebinarDOJ Announces Further Reforms to Corporate Criminal Enforcement
Client UpdatesLitigation Update
Alec Baldwin's Rust Prosecutors Should Do Their Talking In Court
External ArticleThe Hollywood Reporter
DOJ Implements New Corporate Enforcement Policy Across All U.S. Attorney's Offices Nationwide
Client UpdatesLitigation Update
SEC Releases 2023 Examination Priorities
Client UpdatesLitigation Update
The SEC Alerts Advisers and Brokers to Key Identity Theft Prevention and Regulation Best Interest Compliance Issues
Client UpdatesLitigation Update
Energy Enforcement Insider: Ongoing Regulatory Enforcement Risk in Texas after Winter Storm Uri
WebinarSEC Charges Former McDonald's CEO with Securities Act and Exchange Act Violations and McDonald's for Public Disclosure Violations
Client UpdatesCorporate Update
Energy Enforcement Insider: Recent ESG Enforcement Activity, Takeaways from SEC Enforcement Director’s Recent Speech, and Recent Crypto-Related Actions
WebinarSEC Enforcement Director Gurbir Grewal Reflects on Commission's Priorities in Keynote Address During Securities Enforcement Forum in Washington, D.C.
Client UpdatesWhite Collar Update
Energy Enforcement Insider: CFTC Annual Enforcement Results, Cross-Border Cooperation, and Improper Trade Allocation, Plus SEC/DOJ Updates
WebinarEnergy Enforcement Insider: SEC/CFTC Enforcement Fiscal Year-End Roundup and Takeaways
WebinarBaker Botts Beltway Buzz: Episode 1
WebinarSEC Reopens Comment Periods for Several Proposed Rules, Including Climate-Related Disclosures for Investors
Client UpdatesWhite Collar Update
Energy Enforcement Insider: Inflation Reduction Act - Key Energy Market Highlights
WebinarDOJ Announces Reforms to Corporate Criminal Enforcement
Client UpdatesWhite Collar Update
Energy Enforcement Insider: Expected Fall Actions
WebinarEnergy Enforcement Insider: SEC ESG Enforcement Developments and Trends, Plus CFTC and DOJ Updates
Webinar
Energy Enforcement Insider: Recent FCPA/Manipulation Actions, SEC Climate and ESG Task Force Updates, and CFTC Carbon Market and Intermediation Activity
WebinarEnergy Enforcement Insider: Recent SEC, DOJ, CFTC and FCPA Enforcement Actions
WebinarStrategies for Responding to Congressional Investigations & Subpoenas
Client UpdatesInvestigations Toolkit Update
Deputy Attorney General Highlights DOJ Enforcement Priorities During NYC Bar Association's 10th Annual White Collar Crime Institute
Client UpdatesWhite Collar Update
SEC Examinations Division Issues 2022 Exam Priorities
Client UpdatesWhite Collar Update
Energy Enforcement Insider: Updates on Crypto Enforcement, SEC Penalties, Exchange Disciplinary Actions, and Risk Mitigation Around Price Volatility
WebinarNew SEC Office of the Chief Accountant Statement Provides Clarity Around Materiality Assessments in Context of Errors in Financial Statements
Client UpdatesSEC Proposes Historic, Sweeping Disclosures of Climate-Related Risks, Financial Impacts, and Emissions
Client UpdatesDOJ Announces New Russia-Focused AML and Sanctions Enforcement Initiative
Client UpdatesInternational Trade Update
Energy Enforcement Insider: Recent SEC and CFTC Enforcement Actions
Webinar
Energy Enforcement Insider: Update on National Strategy on Corruption & Recent CFTC Enforcement Actions
Webinar
SEC Proposes Changes to Insider Trading Rule
Client UpdatesSecurities Update
White House Releases "Strategy on Countering Corruption" Framework
Client UpdatesWhite Collar Update
Energy Enforcement Insider: Lessons and Signals from the SEC and FERC Annual Enforcement Reports
WebinarEnergy Enforcement Insider: DOJ/SEC Policy Announcements and Cybersecurity Considerations for Energy Companies
WebinarDOJ Announces Tougher White-Collar Enforcement, Focuses on Individuals in Comprehensive New Policy
Client UpdatesWhite Collar Update
Energy Enforcement Insider: Fiscal Year-End Enforcement Wrap-Up
WebinarReconsidering Joint and Several Restitution
External ArticleNational Association of Criminal Defense Lawyers' The Champion
Best Practices for Preparing for, and Responding to, Whistleblower Complaints
Speeches & PresentationsWest/Thomson Reuters CLE Programming
Energy Enforcement Insider: SEC Insider Trading Action, CFTC Position Limits, and Environmental Enforcement
WebinarEnergy Enforcement Insider: SEC Action on Cyber Disclosures, DOJ Updates, and CFTC Swap Reporting Enforcement
WebinarEnergy Enforcement Insider: Winter Storm Fallout & CFTC Climate Risk Targeting
WebinarRansomware: Mitigation, Communication and Enforcement
WebinarSession One
Energy Enforcement Insider: Recent CFTC/DOJ Benchmark Manipulation Cases & Trends in Parallel Investigations
WebinarSAP Admits to Thousands of Illegal Exports to Iran under NPA: Lessons Learned
Client UpdatesInternational Trade Update
Raising the Board's Compliance IQ: Meeting Increased Compliance Expectations
PodcastFTI Consulting, Fraud Eat's Strategy Podcast
Lessons for Dealing with Government Investigations from the United Airlines Settlement
Client UpdatesWhite Collar Update
IRS Releases Final Regulations for TCJAs Changes to Settlement Deductions
Client UpdatesClient Update
New Federal Law Significantly Expands the SEC’s Authority to Pursue Disgorgement
Client Updates
White Collar Update
DOJ Continued Focus on Procurement Crimes and Government Contractors Yields More than 30 Million in Criminal and Civil Penalties for Price Fixing, Bid Rigging and Kickbacks
Client UpdatesNew Federal Laws Expand Bank Secrecy Act and Anti-Money Laundering Enforcement Regime
Client UpdatesWhite Collar Update
DOJ Tax Announces Guilty Pleas in Abusive Syndicated Conservation Easement Cases
Client UpdatesTax Update
Qui Tam Shazam? Big Questions Loom Concerning the Government’s Ability to Dismiss False Claims Act Suits by Private Plaintiffs
Client UpdatesWhite Collar Update
Considerations for a Biden Administration - White Collar & Corporate Investigations
VideoConsiderations for a Biden Administration
Client UpdatesU.S. Enforcement Actions Against Overseas Businesses in 2020
Speeches & PresentationsAssociation of Corporate Counsel - Middle East
Baker Botts and FTI Proactive Steps for Compliance Webinar Series: Remote Investigations
WebinarBaker Botts and FTI Proactive Steps for Compliance Webinar Series: Creative Approaches to Compliance in the Face of Economic and Travel Related Barriers Caused by COVID
WebinarDOJ Continues to Zero in on Public Procurement Crimes
Client UpdatesAntitrust Update
Baker Botts and FTI Proactive Steps for Compliance Webinar Series: Enforcement in the Age of COVID-19 – Lessons Learned from the 2008 Financial Crisis Related Enforcement Actions
WebinarLaw & Candor Podcast: Achieving Information Governance through a Transformative Cloud Migration
PodcastCFTC Enforcement Division Issues Guidance on Compliance
Client UpdatesWhite Collar Update
In House Warrior: Board Advice on DEI with Nadira Clarke of Baker Botts and Hosts Derede McAlpin and Richard Levick
PodcastBilateral Data Sharing Agreement Between U.S. and UK Enters into Force; What Does it Mean for TMT Companies?
Client UpdatesClient Update
Criminalizing Major Accidents with Lily Chinn and Nadira Clarke of Baker Botts with Host Richard Levick
PodcastFederal Expedited Review in Response to COVID-19
Client UpdatesLitigation Update
The Environment Is Ripe for FCA Activity: Understanding the False Claims Act in Light of Recent Case Law, DOJ Policies, and Recent Remarks by High-Level DOJ Official
Client UpdatesLitigation Update
Supreme Court Cautiously Upholds SEC’s Ability to Obtain Disgorgement in Federal District Court Proceedings
Client UpdatesSecurities Update
SBA's New EZ Loan Forgiveness Application Makes PPP Loan Forgiveness Easier for Some Borrowers; More Businesses Become Eligible for the PPP; and Owner-Borrowers get Clarification on a Path to Full Forgiveness
Client UpdatesCorporate Update
The Environment Is Ripe for FCA Activity: Understanding the False Claims Act in Light of Recent Case Law and DOJ Policies
Client UpdatesWhite Collar Update
Tech, Media Cos. Must Watch DOJ's China Initiative
External ArticlePaycheck Protection Program Reforms Give Borrowers More Time to Use Funds and Make it Easier to Have Loans Forgiven
Client UpdatesCorporate Update
Considerations for TMT Industry Compliance with the Foreign Corrupt Practices Act
Client UpdatesSBA and Treasury Release Regulations Regarding PPP Loan Forgiveness, Review Procedures, and Borrower and Lender Responsibilities
Client UpdatesCorporate Update
Key Enforcement Takeaways From Unusual Virtual Regulator Townhalls
Client UpdatesSBA and Treasury Release PPP Loan Forgiveness Application; Answering Some Questions While Others Remain
Client UpdatesCorporate Update
SBA Again Revises PPP "Necessity" Certification; Introduces $2 Million Safe Harbor and Extends Deadline to May 18th
Client UpdatesCorporate Update
IRS Issues Long-Awaited Guidance on Deducting Government Settlement Payments after 2017 TCJA
Client UpdatesTax-White Collar Update
Parallel Civil and Criminal Investigations: A Primer
Client UpdatesBaker Botts Investigations Toolkit Update
Four Securities Enforcement and White Collar Issues to Watch in a Post-Pandemic Environment
Client UpdatesDOJ Procurement Collusion Strike Force Secures Two More Guilty Pleas
Client UpdatesA Court Corrects a Medical Injustice
External ArticleWall Street Journal
Enforcement and Regulatory Trends for 2020
Client UpdatesBaker Botts White Collar Update
Stent Cases and the Criminalization of Medical Judgment
External ArticleAmerican Heart Association's Circulation
Expanding Insider Trading? House of Representatives Passes the "Insider Trading Prohibition Act" With Bi-partisan Approval
Client UpdatesWhite Collar Update
Considerations for Conducting Employee Interviews: A Primer for Investigations
Client UpdatesBaker Botts Investigations Toolkit Update
Disgorgement on the Chopping Block Again: Supreme Court to Decide Whether the Federal Securities Laws Authorize the SEC to Seek Court Ordered Disgorgement
Client UpdatesBaker Botts Securities Update
Considerations for Joint Defense Agreement
Client UpdatesUS DOJ Announces “Landmark” Agreement with UK, Allowing Direct Access to Overseas Tech Company Data and Negotiations with Australia for Similar Agreement
Client UpdatesBaker Botts White Collar Update
DOJ Unveils New Guidance Regarding the Imposition of Corporate Fines and Penalties
Client UpdatesWhite Collar Update
Second Circuit Reinstates Conviction of RMBS Trader
Client UpdatesBaker Botts White Collar Update
Book Review: Cardiac Arrest: Five Heart-Stopping Years as a CEO
External ArticleThe Champion, National Association of Criminal Defense Lawyers
Second Circuit Affirms Wire Fraud Conviction in Foreign Exchange Trading Case
Client UpdatesBaker Botts White Collar Update
Employee Issues Arising in Investigations
Client UpdatesBaker Botts Investigations Toolkit Update
IRS Warns Taxpayers Regarding Virtual Currency Compliance
Client UpdatesTax Update
Parallel Criminal and Civil Investigations: Good Faith of United States Attorney’s Office Called into Question in Recent Case
Client UpdatesBaker Botts Client Update
Threats to Privilege
Strategies for Mitigating the Privilege Risks Associated with DIsclosures to Common Third Parties Client UpdatesBaker Botts Investigations Toolkit Update
Protecting the Privilege
Strategies for Protecting the Attorney-Client Privilege and Attorney Work Product Client UpdatesBaker Botts Investigations Toolkit Update
U.S. Supreme Court Holds that “Disseminating” But Not “Making” False Statements Can Still Constitute Securities Fraud
Client UpdatesEvidence Preservation - A Primer for Investigations
Client UpdatesBaker Botts Investigations Toolkit Update
Elements of an Effective Compliance Program
Client UpdatesBaker Botts Investigations Toolkit Update
When a Whistleblower Calls
Client UpdatesBaker Botts Investigations Toolkit Update
Laying the Groundwork for an Effective Investigation: Initial Considerations
Strategies to Consider When a Problem Emerges Client UpdatesBaker Botts Investigations Toolkit Update
When Opinion Becomes Crime: Doctors and Medical Fraud
PodcastThe Accad & Koka Report - Ep. 59
Events
Recent
Energy Enforcement Insider: Update on National Strategy on Corruption & Recent CFTC Enforcement Actions
Ransomware Series: Mitigation, Communication and Enforcement
Session One
New York City Bar 9th Annual White Collar Crime Institute
Securities Enforcement Forum 2020
Baker Botts is proud to sponsor the virtual Securities Enforcement 2020 on Wednesday, October 28th.
Baker Botts and FTI Proactive Steps for Compliance Webinar Series: Remote Investigations
Baker Botts and FTI Proactive Steps for Compliance Webinar Series: Creative Approaches to Compliance in the Face of Economic and Travel Related Barriers Caused by COVID
Baker Botts and FTI Proactive Steps for Compliance Webinar Series: Enforcement in the Age of COVID-19 – Lessons Learned from the 2008 Financial Crisis Related Enforcement Actions
Incident Response Plans and Preparedness
Panel, ACC NCR Practical Privacy Primer - Elements of a Strong Privacy Program
Key Takeaways from an Ever-Evolving FCPA Landscape
Enforcement of the Foreign Corrupt Practices Act (FCPA) continues to evolve, as companies face new risks an age of instant communications and global supply chains, and as the government continues to increase its enforcement capabilities and establish higher expectations than ever before for anti-corruption compliance programs.
An Overview of Money Laundering & FINCEN Regulations
On Wednesday, February 13, Andy Lankler, Joe Perry, and Jessica Rosenbaum will lead the CLE program, "Why is Your Bank Asking So Many Questions? An Overview of Money Laundering & FINCEN Regulations." In collaboration with the New York In-House Counsel Meet-up Group.
Women's White Collar Defense Association Luncheon
Baker Botts will be hosting the Women’s White Collar Defense Association for a luncheon featuring Deborah Connor, Chief of the Money Laundering and Asset Recovery Section of the Department of Justice, on Wednesday, January 30th.