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The SEC Alerts Advisers and Brokers to Key Identity Theft Prevention and Regulation Best Interest Compliance Issues
Client UpdatesLitigation Update
SEC Charges Former McDonald's CEO with Securities Act and Exchange Act Violations and McDonald's for Public Disclosure Violations
Client UpdatesCorporate Update
SEC Enforcement Director Gurbir Grewal Reflects on Commission's Priorities in Keynote Address During Securities Enforcement Forum in Washington, D.C.
Client UpdatesWhite Collar Update
SEC Reopens Comment Periods for Several Proposed Rules, Including Climate-Related Disclosures for Investors
Client UpdatesWhite Collar Update
Environmental Evolutions: Environmental Justice: Audits, Data, and Disclosures, Oh My!
PodcastEnergy Enforcement Insider: Recent FCPA/Manipulation Actions, SEC Climate and ESG Task Force Updates, and CFTC Carbon Market and Intermediation Activity
WebinarSEC Examinations Division Issues 2022 Exam Priorities
Client UpdatesWhite Collar Update
SEC Proposes Historic, Sweeping Disclosures of Climate-Related Risks, Financial Impacts, and Emissions
Client UpdatesSEC Charges Parties to SPAC Combination for Misleading Disclosures and Due Diligence Failures
Client UpdatesCorporate Update
From West to East: Virginia Passes Consumer Data Protection Similar to the CCPA
Client UpdatesConsiderations for a Biden Administration – SEC Enforcement and Securities Litigation
VideoConsiderations for a Biden Administration - White Collar & Corporate Investigations
VideoSupreme Court Cautiously Upholds SEC’s Ability to Obtain Disgorgement in Federal District Court Proceedings
Client UpdatesSecurities Update
Key Enforcement Takeaways From Unusual Virtual Regulator Townhalls
Client UpdatesStaying Ahead of the Curve: Securities Law Considerations for Q1 2020 Earnings Season
Client UpdatesSecurities Update
U.S. Supreme Court Holds that “Disseminating” But Not “Making” False Statements Can Still Constitute Securities Fraud
Client UpdatesSecond Circuit Affirms Insider Trading Conviction
Client UpdatesBaker Botts Client Update
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Women's White Collar Defense Association Luncheon
Baker Botts will be hosting the Women’s White Collar Defense Association for a luncheon featuring Deborah Connor, Chief of the Money Laundering and Asset Recovery Section of the Department of Justice, on Wednesday, January 30th.
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