Defending an SEC Investigation
Speeches & PresentationsCo-host, Lawline, CLE
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Practices
- Crisis Management
- Enforcement and Investigations
- FCPA, UK Bribery Act and Global Anti-Corruption
- General Commercial Litigation
- Litigation
- Professional Liability
- Securities Regulation and Enforcement
- Securities and Shareholder Litigation
- White Collar Defense and Corporate Investigations
- Investigations Toolkit
Education
J.D., Benjamin N. Cardozo School of Law 1979cum laude
B.A., Queens College 1976magna cum laude
Admission & Affiliations
New York State Bar
New Jersey State Bar
District of Columbia Bar
United States Courts of Appeals for the Second and Third Circuits
United States District Courts for the District of New Jersey and the Southern and Eastern Districts of New York
Financial Regulatory Authority, Member of the Board of Arbitrators
New Jersey Uniform Securities Laws Study Commission
Securities Industry and Financial Markets Association, Law and Compliance Division
New Jersey State Bar, Securities Enforcement and Regulatory Committee, former Co-Chair
Benjamin N Cardozo School of Law, Member of the Board of Overseers