Hubs
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- Audit Committee of a multinational corporation – internal investigation into allegations of accounting fraud
- Insurance holding company – defense of SEC investigation concerning certain accounting restatements
- Global provider of engineering and construction solutions – internal review and defense of SEC and DOJ investigations into allegations of accounting fraud
- Financial services company – defense of SEC investigation concerning blockchain-backed cash loans
- Major pipeline company – defense of SEC investigation concerning certain accounting restatements. Convinced the Staff to close the investigation without recommending an enforcement action
- Major consumer products corporation – internal review of FCPA allegations involving settlements with an Asian tax authority
- Major aviation corporation – broad review of FCPA compliance, including use of sales agents in Asia, Europe and South America
- Major multinational corporation – defense of parallel investigations by the SEC, DOJ and the United Nations' Volcker Commission into alleged kickbacks and bribery in the U.N.'s Iraqi Oil-for-Food Program
- Financial products company – defense of allegations of structuring transactions for clients to achieve off-balance-sheet accounting treatment in violation of applicable accounting rules and securities law
- Former CEO of Delphi Corporation – defense of SEC enforcement claims of accounting fraud. Verdict for defendant on all fraud and false reporting charges, verdict for SEC on certain books-and-records charges
- Hedge fund – representation of hedge fund in multiple SEC investigations of the fund's trading in various financial securities
- Self-Regulatory Organization – representation of SRO in connection with various SEC oversight and trading investigations
- Corporate officer – representation of multiple corporate officers in matters such as SEC insider trading and options backdating investigations, class and derivative actions stemming from market timing allegations, and alleged violations of GAAP standards
- Investment adviser – inquiry into disclosure of IPO allocation and mutual fund disclosure
- Several Fortune 100 companies – various nonpublic SEC investigations
- Various publicly traded companies and hedge funds – provide regulatory advice in connection with the implementation of the Dodd Frank Act and related regulatory developments