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Enforcement Insider: CFTC Crackdown: TotalEnergies’ $48M Penalty
PodcastCFTC Approves Guidance on Voluntary Carbon Credit Derivative Listings
Client UpdatesEnforcement Insider: CFTC Brings First Action for Impeding Whistleblowers and Continues Insider Trading and Manipulation Focus
PodcastEnforcement Insider: Recent Insider Trading Developments
PodcastEnergy Enforcement Insider: Current Issues in Sanctions and Export Controls Compliance
PodcastEnergy Enforcement Insider: FERC Investigations Outlook; SEC Climate Disclosure Rule
PodcastSEC Adopts Final Rules Requiring Disclosures of Climate-Related Risks, Financial Impacts, and Greenhouse Gas Emissions
Client UpdatesESG Update
Energy Enforcement Insider: Are Compliance Officers in the Crosshairs?
PodcastCFTC Issues Proposed Guidance Regarding Voluntary Carbon Credit Derivative Contract Listings
Client UpdatesLitigation Update
California Enacts Disclosure Requirements for the Voluntary Carbon Market and Net Zero Claims
Client UpdatesEnergy Enforcement Insider: Fiscal Year-End Trends and CFTC Enforcement Advisory on Penalties, Monitors, and Admissions
PodcastEnergy Enforcement Insider: The CFTC's Recent Recordkeeping Cases, and the Compliance Challenges Posed by AI
PodcastCambridge Forum on SEC Enforcement
Speeches & PresentationsInternal Investigations, Upjohn Warnings, and Thoughts on Best Practices
PodcastEnvironmental Evolutions: Attention Voluntary Carbon Market Participants, the CFTC Has Entered the Building
PodcastEnforcement Cases Panel
Speeches & PresentationsPanelist, FIA Forum on Commodities
Carbon Market Whistleblowers, DOJ Prosecutions, False Claims Act Compliance, and the CFTC Regulatory Calendar
PodcastEnforcement Insider
PodcastEnergy Enforcement Insider: CFTC Enforcement Roundup
WebinarSEC Publishes Risk Alert Relating to Examinations of Newly-Registered Investment Advisers
Client UpdatesCorporate Update
Commodities and End Users Panel
Speeches & PresentationsPanelist, FIA Law and Compliance Conference
Energy Enforcement Insider: Focus on Peizer Insider Trading Indictment, CFTC Updates re Greenwashing and Power Markets, and Recent Fifth Circuit FCPA Decision
WebinarCFTC Energy and Environmental Markets Advisory Committee Addresses Electrification and the Future of Financial Transmission Rights Oversight
Client UpdatesLitigation Update
Commissioner Proposes Increasing CFTC Enforcement Resources to Combat Greenwashing and Other Forms of Environmental Market Fraud
Client UpdatesLitigation Update
SEC Releases 2023 Examination Priorities
Client UpdatesLitigation Update
The SEC Alerts Advisers and Brokers to Key Identity Theft Prevention and Regulation Best Interest Compliance Issues
Client UpdatesLitigation Update
Energy Enforcement Insider: Ongoing Regulatory Enforcement Risk in Texas after Winter Storm Uri
Webinar2023 Energy Litigation Outlook
Client UpdatesEnergy Litigation Update
Energy Enforcement Insider: Recent ESG Enforcement Activity, Takeaways from SEC Enforcement Director’s Recent Speech, and Recent Crypto-Related Actions
WebinarEnergy Enforcement Insider: CFTC Annual Enforcement Results, Cross-Border Cooperation, and Improper Trade Allocation, Plus SEC/DOJ Updates
WebinarEnergy Enforcement Insider: SEC/CFTC Enforcement Fiscal Year-End Roundup and Takeaways
WebinarSEC Charges Broker Dealers & Affiliated Investment Adviser with Widespread Recordkeeping Failures
Client UpdatesCorporate Update
Energy Enforcement Insider: Inflation Reduction Act - Key Energy Market Highlights
WebinarEnergy Enforcement Insider: Expected Fall Actions
WebinarEnergy Enforcement Insider: SEC ESG Enforcement Developments and Trends, Plus CFTC and DOJ Updates
Webinar
Energy Enforcement Insider: Recent FCPA/Manipulation Actions, SEC Climate and ESG Task Force Updates, and CFTC Carbon Market and Intermediation Activity
WebinarEnergy Enforcement Insider: Recent SEC, DOJ, CFTC and FCPA Enforcement Actions
WebinarSEC Issues Investment Adviser Risk Alert Regarding Common Ethics and MNPI Deficiencies
Client UpdatesCorporate Update
SEC Examinations Division Issues 2022 Exam Priorities
Client UpdatesWhite Collar Update
Energy Enforcement Insider: Updates on Crypto Enforcement, SEC Penalties, Exchange Disciplinary Actions, and Risk Mitigation Around Price Volatility
WebinarEnergy Enforcement Insider: Recent SEC and CFTC Enforcement Actions
Webinar
2022 Energy Litigation Outlook
Client UpdatesEnergy Litigation Update
Energy Enforcement Insider: Update on National Strategy on Corruption & Recent CFTC Enforcement Actions
Webinar
Energy Enforcement Insider: Lessons and Signals from the SEC and FERC Annual Enforcement Reports
WebinarEnergy Enforcement Insider: DOJ/SEC Policy Announcements and Cybersecurity Considerations for Energy Companies
WebinarEnergy Enforcement Insider: Fiscal Year-End Enforcement Wrap-Up
WebinarEnergy Enforcement Insider: SEC Insider Trading Action, CFTC Position Limits, and Environmental Enforcement
WebinarEnergy Enforcement Insider: SEC Action on Cyber Disclosures, DOJ Updates, and CFTC Swap Reporting Enforcement
WebinarEnergy Enforcement Insider: Winter Storm Fallout & CFTC Climate Risk Targeting
WebinarEnergy Enforcement Insider: Recent CFTC/DOJ Benchmark Manipulation Cases & Trends in Parallel Investigations
WebinarExamination Readiness - Meeting New NFA and SEC Exam Expectations
Speeches & PresentationsPanelist, Regulatory Compliance Association (RCA) RegTeligence Symposium