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SEC Publishes Risk Alert Relating to Examinations of Newly-Registered Investment Advisers
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SEC Releases 2023 Examination Priorities
Client UpdatesLitigation Update
The SEC Alerts Advisers and Brokers to Key Identity Theft Prevention and Regulation Best Interest Compliance Issues
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SEC Charges Broker Dealers & Affiliated Investment Adviser with Widespread Recordkeeping Failures
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Board Communications Cheat Sheet - What Every Director Should Know
Client UpdatesThe American Families Plan - Private Equity Tax Perspective
Client UpdatesPrivate Equity Update
SEC Provides Welcome Updates to Financial Statement Requirements for Acquisitions and Dispositions
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2020 Virtual M&A Primer
On December 1, 3, 8 and 10 at 11:00a.m. - 12:00 p.m. CT, Baker Botts is hosting the Virtual M&A Primer, presented by the Baker Botts Corporate group across various offices.