Securities Litigation Update
Publications, Speeches & Presentations
How Fund Managers Can Maintain Work Product Protection During Investigations After the Herrera DecisionExternal Articles
20th Annual IA Compliance: The Full 360 Degree View East - Navigating the Shifting Landscape of IA Compliance
The conference will offer guidance on how to nimbly adjust your compliance program for this shifting regulatory arena so you can avoid embarrassing exam deficiencies and costly compliance missteps.