Securities Litigation Update
Publications, Speeches & Presentations
U.S. District Court Dismisses Shareholder’s Claim that SEC Rule 16b-3(e) Does Not Exempt Share Withholding for Purposes of Section 16(b) LiabilityFirm Thought Leadership
Shareholder Challenging Availability of SEC Rule 16b-3(e) to Exempt Share Withholding for Purposes of Section 16(b) LiabilityFirm Thought Leadership
Baker Botts partners Hillary Holmes and Tom O'Brien present an overview of Section 16 reporting and liability. The overview will include a discussion of Section 16(a) reporting requirements, liability under Section 16(b) for short-swing trading profits, traps the unwary, recent enforcement and litigation developments, and practical tips.
On Thursday, August 10th, Baker Botts partners will provide a primer on best practices to minimize litigation risk and litigation issues facing in-house counsel.