Essential Securities Compliance Issues

Speeches & Presentations

26th Annual LLCs, LPs and Partnerships Conference, The University of Texas School of Law, Austin, Texas

Baker Botts partner Mollie Duckworth lead a practical discussion of state and federal securities law requirements and common issues that arise in private offerings, including how to know when an interest in an LLC or LP is a security, available exemptions, and the application of these requirements to common offering situations.

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