Baker Botts Corporate Series: Section 16 Reporting and Liability 


While the text of Sections 16(a) and 16(b) of the Securities Exchange Act of 1934 are relatively short and appear straightforward, they contain many traps for the unwary that can result in substantial liability for directors, officers, and principal shareholders.

Please join Baker Botts partners Hillary Holmes and Tom O'Brien as they present an overview of Section 16 reporting and liability. The overview will include a discussion of Section 16(a) reporting requirements, liability under Section 16(b) for short-swing trading profits, traps the unwary, recent enforcement and litigation developments, and practical tips.

If you have any questions, or would like to register, please contact Sarah Hall.


Read More

An Overview of Money Laundering & FINCEN Regulations

On Wednesday, February 13, Andy Lankler, Joe Perry, and Jessica Rosenbaum will lead the CLE program, "Why is Your Bank Asking So Many Questions? An Overview of Money Laundering & FINCEN Regulations." In collaboration with the New York In-House Counsel Meet-up Group.

Related Professionals